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FORM 5
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/ / Check box if no U.S. SECURITIES AND EXCHANGE COMMISSION -------------------------------------- longer subject to WASHINGTON, DC 20549 OMB APPROVAL Section 16. Form -------------------------------------- 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number 3235-0362 obligations may continue. See Filed pursuant to Section 16(a) of the Securities Expires: September 30, 1998 Instruction 1(b) Exchange Act of 1934, Estimated average burden / / Form 3 Holdings Section 17(a) of the Public Utility hours per response.... 1.0 Reported Holding Company Act of 1935 or Section 30(f) of -------------------------------------- / / Form 4 the Investment Company Act Transactions of 1940 Reported
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person(1) 2. Issuer Name and Ticker or Trading Symbol 7. Individual or Joint/Group Filing (Check applicable line) X Form filed by One Reporting ---- Person Form Filed by More Than One Zollars William D. Yellow Corporation (YELL) ---- Reporting Person - --------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS Identification 4. Statement for Number of Reporting Month/Year Person, if an Entity (Voluntary) 12/00 10990 Roe Avenue - ------------------------------------------- ------------------- (Street) 5. If Amendment, Overland Park KS 66211 Date of Original - ------------------------------------------- (Month/Year) (City) (State) (Zip) 6. Relationship of Reporting Person to Issuer (Check all applicable) X Director 10% Owner ---- --- X Officer (give Other (Specify ---- title --- below) below) Chairman, President and CEO --------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Issuer's Direct Benefi- (Month/ Fiscal Year (D) or cial Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner- Year) Amount (A) or (D) Price (I) ship (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or --------------- Exer- tion Title Number of (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option 18.75 12/20/00 A 50,000 12/20/01 12/19/00 Common Stock 50,000 18.75 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option 18.75 12/20/00 A 50,000 12/20/02 12/19/00 Common Stock 50,000 18.75 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option 18.75 12/20/00 A 50,000 12/20/03 12/19/00 Common Stock 50,000 18.75 - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option 18.75 12/20/00 A 50,000 12/20/04 12/19/00 Common Stock 50,000 18.75 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative of Derivative Indirect Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- D - ------------------------------------------------------------------------------------------------------- D - ------------------------------------------------------------------------------------------------------- D - ------------------------------------------------------------------------------------------------------- 658,000 D - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: William D. Zollars 02/01/01 ------------------------------- -------- Signature of Reporting Person** Date 02 ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.