SEC FORM
3/A
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE, NW SUITE 220 S |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/16/2011
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3. Issuer Name and Ticker or Trading Symbol
YRC Worldwide Inc.
[ YRCW ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 10/05/2011
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
10% Series B Convertible Senior Secured Notes due 2015 |
09/16/2011 |
03/31/2015 |
Common Stock |
234,921,618
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0.0618 |
I |
See footnote
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1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE, NW SUITE 220 S |
(Street)
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1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE., NW, SUITE 220 S |
(Street)
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1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE., NW, SUITE 220 S |
(Street)
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1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE., NW, SUITE 220 S |
(Street)
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE, NW SUITE 220 S |
(Street)
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE, NW SUITE 220 S |
(Street)
|
1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE, NW SUITE 220 S |
(Street)
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1. Name and Address of Reporting Person*
C/O THE CARLYLE GROUP |
1001 PENNSYLVANIA AVE, NW SUITE 220 S |
(Street)
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Explanation of Responses: |
Remarks: |
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/s/ John Beczak, attorney-in-fact for David M. Rubenstein |
10/25/2011 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd290470_327852.html
Exhibit 99.1
Joint Filer Information
Date of Event
Requiring Statement: September 16, 2011
Issuer Name and Ticker
or Trading Symbol: YRC Worldwide Inc. [ YRCW ]
Designated Filer: DBD Cayman Holdings, Ltd.
Other Joint Filers: DBD Cayman, Ltd.
TCG Holdings Cayman II, L.P.
TC Group Cayman Investment Holdings, L.P.
TC Group CSP II, L.L.C.
CSP II General Partner, L.P.
Carlyle Strategic Partners II, L.P.
CSP II Coinvestment, L.P.
Addresses: The principal business address of each of DBD Cayman,
Ltd., TCG Holdings Cayman II, L.P. and TC Group Cayman
Investment Holdings, L.P. is c/o Walkers Corporate
Services Limited, Walker House, 87 Mary Street,
George Town, Grand Cayman KY1-9001, Cayman Islands.
The principal business address of each of TC Group
CSP II, L.L.C., CSP II General Partner, L.P., Carlyle
Strategic Partners II, L.P. and CSP II Coinvestment,
L.P. is c/o The Carlyle Group, 1001 Pennsylvania Ave.,
N.W., Suite 220 South, Washington, DC 20004-2505.
Signatures:
Dated: October 24, 2011
DBD Cayman Holdings, Ltd.
by: /s/ John Beczak,
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attorney in fact for David M.Rubenstein
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Name: David M.Rubenstein
Title: Ordinary Member
DBD Cayman, Ltd.
by: DBD Cayman Holdings, Ltd., its sole shareholder
by: /s/ John Beczak,
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attorney in fact for David M. Rubenstein
----------------------------------------
Name: David M. Rubenstein
Title: Ordinary Member
TCG Holdings Cayman II, L.P.
by: DBD Cayman, Ltd., its general partner
by: DBD Cayman Holdings, Ltd., its sole shareholder
by: /s/ John Beczak,
----------------
attorney in fact for David M. Rubenstein
----------------------------------------
Name: David M. Rubenstein
Title: Ordinary Member
TC Group Cayman Investment Holdings, L.P.
by: TCG Holdings Cayman II, L.P., its general partner
by: DBD Cayman, Ltd., its general partner
by: DBD Cayman Holdings, Ltd., its sole shareholder
by: /s/ John Beczak,
---------------
attorney in fact for David M. Rubenstein
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Name: David M. Rubenstein
Title: Ordinary Member
TC Group CSP II, L.L.C.
by: TC Group Cayman Investment Holdings, L.P., its
managing member
by: TCG Holdings Cayman II, L.P., its general partner
by: DBD Cayman, Ltd., its general partner
by: DBD Cayman Holdings, Ltd., its sole shareholder
by: /s/ John Beczak,
---------------
attorney in fact for David M. Rubenstein
----------------------------------------
Name: David M. Rubenstein
Title: Ordinary Member
CSP II General Partner, L.P.
by: TC Group CSP II, L.L.C., its general partner
by: TC Group Cayman Investment Holdings, L.P., its
managing member
by: TCG Holdings Cayman II, L.P., its general partner
by: DBD Cayman, Ltd., its general partner
by: DBD Cayman Holdings, Ltd., its sole shareholder
by: /s/ John Beczak,
----------------
attorney in fact for David M. Rubenstein
----------------------------------------
Name: David M. Rubenstein
Title: Ordinary Member
Carlyle Strategic Partners II, L.P.
by: CSP II General Partner, L.P., its general partner
by: TC Group CSP II, L.L.C., its general partner
by: TC Group Cayman Investment Holdings, L.P., its sole
shareholder
by: TCG Holdings Cayman II, L.P., its general partner
by: DBD Cayman, Ltd., its general partner
by: DBD Cayman Holdings, Ltd., its sole shareholder
by: /s/ John Beczak,
---------------
attorney in fact for David M. Rubenstein
----------------------------------------
Name: David M. Rubenstein
Title: Ordinary Member
CSP II Coinvestment, L.P.
by: CSP II General Partner, L.P., its general partner
by: TC Group CSP II, L.L.C., its general partner
by: TC Group Cayman Investment Holdings, L.P., its sole
shareholder
by: TCG Holdings Cayman II, L.P., its general partner
by: DBD Cayman, Ltd., its general partner
by: DBD Cayman Holdings, Ltd., its sole shareholder
by: /s/ John Beczak,
---------------
attorney in fact for David M. Rubenstein
----------------------------------------
Name: David M. Rubenstein
Title: Ordinary Member