SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Yellow Corp
[ YELL ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year)
02/28/2021
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
02/28/2021 |
|
A
|
|
10,169 |
A |
$0
|
10,169 |
D |
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| Common Stock |
|
|
|
|
|
|
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6,100 |
I |
By Sultemeier Family Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
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|
/s/S. Todd Barfield, Attorney-in-Fact for Chris Sultemeier |
03/01/2021 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
I am a director or Section 16 officer of YRC Worldwide Inc. (the
Company). In connection therewith, I file with the Securities and
Exchange Commission (Commission) under the Securities Exchange Act of
1934, as amended (Exchange Act), reports required in connection with
the purchase or sale of stock and derivative securities of the Company,
including but not limited to reports on initial ownership or changes in
beneficial ownership of the common stock of the Company on Form 3,
Form 4 or Form 5, and any amendments thereto as may be required by
the Commission pursuant to the Exchange Act and the rules and
regulations of the Commission promulgated thereunder, along with any
and all other documents relating thereto or in connection therewith,
including the Uniform Applications For Access Codes To File On
EDGAR.
In my individual capacity, I hereby constitute and appoint
each of Leah K. Dawson, General Counsel, and Todd Barfield, Assistant
General Counsel, as my true and lawful attorney-in-fact and
agent (each, an Attorney), with full power of substitution and re-substitution,
for me and in my name, place and stead, in any and all capacities, to
sign any and all Uniform Applications For Access Codes To File On
EDGAR, Forms 3, Forms 4 and Forms 5, any and all amendments
thereto, and any and all other documents related thereto or in connection
therewith, reporting on my beneficial ownership of the stock and
derivative securities of the Company and to file the same, with all
exhibits thereto, with the Commission granting unto said Attorney full
power and authority to do and perform each and every act and thing
requisite and necessary to be done in and about the premises, as fully
and with all intents and purposes as might or could be done in person,
hereby ratifying and confirming all that each said Attorney or their
substitutes may lawfully do or cause to be done by virtue hereof.
This Power of Attorney shall remain in full force and effect until I
am no longer required to file Forms 3, 4, and 5 with respect to my
holdings of and transactions in securities of the Company, unless earlier
revoked by me in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, I have executed this Power of Attorney
as of January 21, 2021.
By:/s/Chris Sultemeier
-----------------------------
Chris Sultemeier
ANY PERSON RELYING ON THIS POWER OF ATTORNEY MAY RELY ON A
PHOTOCOPY AS IF IT WERE AN ORIGINAL.
